Patrick C. Williams

SS&C MARKET SERVICES

Edina, MN 55435

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CRD#: 6777901

Professional summary

Patrick Connor Williams, who also goes by Patrick Connor Williams, Patrick Williams, Patrick Conner Williams, is a registered financial professional currently at SS&C MARKET SERVICES, LLC located in Edina, Minnesota.

Patrick is registered as a RR (Registered Representative) and started their career in finance in 2018. Patrick has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Patrick Connor Williams | Patrick Williams | Patrick Conner Williams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patrick Connor Williams's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 20, 2022 - Present

SS&C MARKET SERVICES, LLC

Office #1: 7650 Edinborough Way Suite 400, Edina, MN 55435

CRD#: 23568

Edina, MN

Past

June 15, 2020 - November 11, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

BOISE, ID

Past

June 15, 2020 - November 11, 2021

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

BOISE, ID

Past

January 11, 2019 - June 1, 2020

U.S. BANCORP INVESTMENTS, INC.

RIA

CRD#: 17868

HUDSON, WI

Past

January 11, 2019 - June 1, 2020

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

HUDSON, WI

Past

July 12, 2018 - December 26, 2018

QUESTAR ASSET MANAGEMENT, INC.

RIA

CRD#: 133358

MINNETONKA, MN

Past

July 12, 2018 - December 26, 2018

QUESTAR CAPITAL CORPORATION

CRD#: 43100

MINNETONKA, MN

Past

May 3, 2018 - July 13, 2018

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

MINNEAPOLIS, MN

Past

May 3, 2018 - July 13, 2018

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

MINNEAPOLIS, MN

Past

March 9, 2018 - April 9, 2018

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

SPOKANE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Idaho
(1/20/2022)

Exams

State Security Law Exam

IAR

Series 66

Date: 3/3/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/31/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/9/2018

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SS&C MARKET SERVICES, LLC

CRD#: 23568 / SEC#: , 8-40530

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

One Post Office Square 9th Floor, Boston, MA 02109

Mailing Address

One Post Office Square 9th Floor, Boston, MA 02109

Phone number

(770) 370-4150

Established

New York since 01/12/2001

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
SS&C GIDS, INC.	100% OWNER
BECK, DANIEL BRIAN	PRESIDENT	3025596
LONG, PATRICK JEROME	HEAD OF OPERATIONS	6093124
MULKERN, JOHN JOSEPH JR.	CHIEF COMPLIANCE OFFICER AND SECRETARY	4197230
SCHELL, BRIAN NORMAN	ASSISTANT SECRETARY	4414042
STUCKY, TODD DOUGLAS	FINOP, PRINCIPAL FINANCIAL OFFICER	1551348

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patrick C. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patrick Connor Williams's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

QUESTAR ASSET MANAGEMENT, INC.

QUESTAR CAPITAL CORPORATION

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/3/2017

Series 63

Date: 8/31/2016

SIE

Date: 10/1/2018

Series 7

Date: 3/9/2018

FINRA

Current Firm

SS&C MARKET SERVICES, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

SS&C MARKET SERVICES, LLC

TRUST BUT VERIFY

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