Jacquelyn N. Smith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jacquelyn Nicole Smith, who also goes by Jacquelyn Nicole D'angelo, Jacqui Nicole D'angelo, Jacquelyn Smith, Jacqui Nicole Smith, was a registered financial professional .
Jacquelyn is a previously registered financial professional and started their career in finance in 2017. Jacquelyn had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2021 - April 16, 2026
REYNDERS, MCVEIGH CAPITAL MANAGEMENT, LLC
August 10, 2017 - January 14, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 5, 2017 - January 14, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
REYNDERS, MCVEIGH CAPITAL MANAGEMENT, LLC
CRD#: 137342 / SEC#: 801-64812
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
REYNDERS, MCVEIGH CAPITAL MANAGEMENT, LLC
CRD#: 137342 / SEC#: 801-64812
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 749 |
| AUM (Assets Under Management) | $ 3,916,569,543 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/26/2025 | ||
| 11/27/2024 | ||
| 01/02/2024 | ||
| 11/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
