Mario E. Rodriguez Banuchi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mario E. Rodriguez Banuchi, who also goes by Mario E Rodriguez, Mario Rodriguez, was a registered financial professional .
Mario is a previously registered financial professional and started their career in finance in 2017. Mario had worked at 3 firms and has passed the Series 66, Series 65, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2021 - September 14, 2023
ATLAS ASSET MANAGEMENT LLC
July 2, 2019 - April 30, 2021
INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC
May 22, 2017 - June 17, 2019
CHARLES SCHWAB & CO., INC.
May 12, 2017 - June 17, 2019
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
ATLAS ASSET MANAGEMENT LLC
CRD#: 173561 / SEC#: 801-119872
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/17/2024
General Securities Representative ExaminationCurrent Firm
ATLAS ASSET MANAGEMENT LLC
CRD#: 173561 / SEC#: 801-119872
Contact information
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 13 |
| AUM (Assets Under Management) | $ 333,982,565 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
