NC
Nicholas R. Casatelli
WOODSTOCK WEALTH MANAGEMENT
Houston, TX 77095
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CRD#: 6777433
NC
Professional summary
Nicholas Ray Casatelli is a registered financial advisor currently at WOODSTOCK WEALTH MANAGEMENT, INC. located in Houston, Texas.
Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Nicholas has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Nicholas Casatelli Sole Proprietor; Investment-Related; 10105 Kemp Forest Drive, Houston, Texas 77080; offer and sell non-securities insurance; Sole Proprietor; Start 6/2021; Devotes 1 hour a month which are during trading hours; Duties include offering and selling non-securities insurance. 2. Covenant Wealth Management; Not investment related; 12258 Queenston Blvd Suite F, Houston, Texas 77095; DBA used in my relationship with Woodstock Wealth Management, Inc.; IAR of branch; no ownership; Start 6/2021; 0 hours per month; Duties are IAR of branch office
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Ray Casatelli's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 3, 2021 - Present
WOODSTOCK WEALTH MANAGEMENT, INC.
Office #1: 12258 Queenston Blvd Suite F, Houston, TX 77095RIA
CRD#: 283472
Houston, TX
Past
April 10, 2019 - May 12, 2021
AWM FINANCIAL SERVICES INC.
RIA
CRD#: 144351
THE WOODLANDS, TX
Past
October 23, 2017 - October 23, 2018
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WW
WOODSTOCK WEALTH MANAGEMENT, INC.
ASSET MANAGEMENT STRATEGIES | WOODSTOCK WEALTH MANAGEMENT, INC. | VERITAS FINANCIAL GROUP | TOMOLONIS FINANCIAL, LLC | SHIFT FINANCIAL GROUP, INC. | LOTUS POSITIONS, LLC | HALL WEALTH MANAGEMENT, LLC | FITZSIMMONS FINANCIAL SERVICES, LLC | FIT FINANCIAL | FIRST CHOICE FINANCIAL GROUP | FINTECH WEALTH MANAGEMENT, LLC | FESSLER FINANCIAL | EDGEWOOD FINANCIAL GROUP | COVENANT WEALTH MANAGEMENT | CBG FINANCIAL, INC. | BANYAN PRIVATE WEALTH
CRD#: 283472 / SEC#: 801-112663
RIA
Registered Investment Advisory firm - (3/30/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Mexico(3/2/2023)
IAR
Texas(6/3/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WW
WOODSTOCK WEALTH MANAGEMENT, INC.
ASSET MANAGEMENT STRATEGIES | WOODSTOCK WEALTH MANAGEMENT, INC. | VERITAS FINANCIAL GROUP | TOMOLONIS FINANCIAL, LLC | SHIFT FINANCIAL GROUP, INC. | LOTUS POSITIONS, LLC | HALL WEALTH MANAGEMENT, LLC | FITZSIMMONS FINANCIAL SERVICES, LLC | FIT FINANCIAL | FIRST CHOICE FINANCIAL GROUP | FINTECH WEALTH MANAGEMENT, LLC | FESSLER FINANCIAL | EDGEWOOD FINANCIAL GROUP | COVENANT WEALTH MANAGEMENT | CBG FINANCIAL, INC. | BANYAN PRIVATE WEALTH
CRD#: 283472 / SEC#: 801-112663
RIA
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Contact information
Main Address
250 River Park North Drive, Woodstock, GA 30188
Mailing Address
Phone number
(800) 279-4468
Established
Firm type
Fiscal year end
# of Employees
26
SEC notice filing (35 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,834 |
| AUM (Assets Under Management) | $ 629,939,767 |
Red Flags
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Company Information
WOODSTOCK WEALTH MANAGEMENT, INC.
CRD#: 283472Houston, TX 77095TRUST BUT VERIFY
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