CR
Cullen J. Rose
STOIC POINT CAPITAL MANAGEMENT LLC
Palo Alto, CA 94301
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CRD#: 6775323
CR
Professional summary
Cullen James Rose is a registered financial advisor currently at STOIC POINT CAPITAL MANAGEMENT LLC located in Palo Alto, California.
Cullen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Cullen has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Cullen James Rose's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 25, 2023 - Present
STOIC POINT CAPITAL MANAGEMENT LLC
Office #1: 155 Forest Avenue, Palo Alto, CA 94301RIA
CRD#: 297766
Palo Alto, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(5/25/2023)
Exams
Current Firm
SP
STOIC POINT CAPITAL MANAGEMENT LLC
STOIC POINT CAPITAL MANAGEMENT LLC
CRD#: 297766 / SEC#: 802-113993
California
Registered Investment Advisory firm - (5/25/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Forest Avenue, Palo Alto, CA 94301
Mailing Address
Phone number
(650) 503-9750
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 12 |
| AUM (Assets Under Management) | $ 104,683,476 |
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 3/29/2023 |
| California | ERA - Withdrawn | 3/29/2023 |
Red Flags
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Company Information
STOIC POINT CAPITAL MANAGEMENT LLC
CRD#: 297766Palo Alto, CA 94301TRUST BUT VERIFY
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