Alyssa M. Hutcheson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alyssa Marie Hutcheson, who also goes by Alyssa Hutcheson, was a registered financial professional .
Alyssa is a previously registered financial professional and started their career in finance in 2017. Alyssa had worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2025 - July 2, 2025
FISHER INVESTMENTS
June 13, 2023 - December 20, 2024
MUTUAL OF AMERICA SECURITIES LLC
October 8, 2019 - May 25, 2023
CHARLES SCHWAB & CO., INC.
October 8, 2019 - May 25, 2023
CHARLES SCHWAB & CO., INC.
September 5, 2018 - September 19, 2019
WELLS FARGO CLEARING SERVICES, LLC
June 8, 2017 - September 19, 2019
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/7/2020
General Securities Representative ExaminationCurrent Firm
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 422,516 |
| AUM (Assets Under Management) | $ 386,669,724,038 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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