Patrick D. Carotenuto

FIDUCIARY COUNSELLING

St Paul, MN 55101-4930

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CRD#: 6774793

Professional summary

Patrick Daniel Carotenuto, CFP®, who also goes by Patrick Carotenuto, Pat Carotenuto, is a registered financial advisor currently at FIDUCIARY COUNSELLING INC located in St Paul, Minnesota.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Patrick has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patrick Carotenuto | Pat Carotenuto

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Daniel Carotenuto's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

March 18, 2025 - Present

FIDUCIARY COUNSELLING INC

Office #1: 30 East 7th Street, Suite 2000, St Paul, MN 55101-4930

RIA

CRD#: 104753

St Paul, MN

Past

October 22, 2020 - January 3, 2023

UBS FINANCIAL SERVICES INC.

CRD#: 8174

BLOOMINGTON, MN

Past

April 24, 2017 - October 14, 2020

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIDUCIARY COUNSELLING INC

CRD#: 104753 / SEC#: 801-4158

RIA

Registered Investment Advisory firm - (12/7/1966 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(3/18/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/3/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/24/2017

General Securities Representative Examination

Current Firm

FIDUCIARY COUNSELLING INC

CRD#: 104753 / SEC#: 801-4158

RIA

Registered Investment Advisory firm - (12/7/1966 Approved)

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Contact information

Main Address

30 East 7th Street, Suite 2000, St Paul, MN 55101-4930

Mailing Address

Phone number

(651) 228-0935

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 FORM ADV BROCHURE (9/22/2025)

Regulatory assets under management

Total Number of Accounts	1,721
AUM (Assets Under Management)	$ 9,504,938,311

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/24/2025	Cover Page	Report
11/20/2024	Cover Page	Report
11/13/2023	Cover Page	Report
10/25/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Patrick D. Carotenuto

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Daniel Carotenuto's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDUCIARY COUNSELLING INC

UBS FINANCIAL SERVICES INC.

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

FIDUCIARY COUNSELLING INC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/3/2017

SIE

Date: 10/1/2018

Series 7

Date: 4/24/2017

Current Firm

FIDUCIARY COUNSELLING INC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FIDUCIARY COUNSELLING INC

TRUST BUT VERIFY

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