FN
Flavia B. Nunes
STEELPEAK WEALTH
Boca Raton, FL 33432
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CRD#: 6774562
FN
Professional summary
Flavia Bastos Nunes, who also goes by Flavia Nunes, Flavia Bastos Nunes-boulware, is a registered financial advisor currently at STEELPEAK WEALTH, LLC located in Boca Raton, Florida.
Flavia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Flavia has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Flavia Nunes | Flavia Bastos Nunes-Boulware
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I*1055285 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Boynton Beach, Florida Nature of business: Position, title, association: Sole owner, Start date of relationship: 12/1/2020 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 I*1057264 For profit or not for profit: Name of outside business organization: Rental Property 2 Investment related: N Address of business: Boynton Beach, Florida Nature of business: Position, title, association: Sole owner, Start date of relationship: 12/1/2020 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0
CRS (Client Relationship Summary) - RIA
Click below to view Flavia Bastos Nunes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 20, 2024 - Present
STEELPEAK WEALTH, LLC
Office #1: 150 E Palmetto Park Rd. Ste. 800, Boca Raton, FL 33432RIA
CRD#: 165168
Boca Raton, FL
Past
November 28, 2017 - November 18, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
WEST PALM BEACH, FL
Past
July 24, 2017 - November 18, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
WEST PALM BEACH, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
STEELPEAK WEALTH, LLC
ALPHA SUMMIT INVESTMENTS | STEELPEAK WEALTH, LLC | STEELPEAK WEALTH | STEELPEAK SPORTS | STEEL PEAK WEALTH MANAGEMENT, LLC | GOLDMAN WEALTH | BERNATHY WEALTH ADVISORS, LLC
CRD#: 165168 / SEC#: 801-77132
RIA
Registered Investment Advisory firm - (9/10/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(11/20/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SW
STEELPEAK WEALTH, LLC
ALPHA SUMMIT INVESTMENTS | STEELPEAK WEALTH, LLC | STEELPEAK WEALTH | STEELPEAK SPORTS | STEEL PEAK WEALTH MANAGEMENT, LLC | GOLDMAN WEALTH | BERNATHY WEALTH ADVISORS, LLC
CRD#: 165168 / SEC#: 801-77132
RIA
Registered Investment Advisory firm - (9/10/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
21650 Oxnard Street Suite 2300, Woodland Hills, CA 91367
Mailing Address
Phone number
(818) 835-8720
Established
Firm type
Fiscal year end
# of Employees
56
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,369 |
| AUM (Assets Under Management) | $ 3,439,042,634 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STEELPEAK WEALTH, LLC
CRD#: 165168Boca Raton, FL 33432TRUST BUT VERIFY
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