Kari K. Haanstad

MODUS ADVISORS

Excelsior, MN 55331

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CRD#: 6773934

Professional summary

Kari Kristine Haanstad, who also goes by Kari Haanstad, is a registered financial advisor currently at MODUS ADVISORS, LLC located in Excelsior, Minnesota.

Kari is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Kari has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kari Haanstad

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kari Kristine Haanstad's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 1, 2018 - Present

MODUS ADVISORS, LLC

Office #1: 23505 Smithtown Road, #290, Excelsior, MN 55331

RIA

CRD#: 291204

Excelsior, MN

Past

June 15, 2017 - April 9, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

EXCELSIOR, MN

Past

May 19, 2017 - April 9, 2018

LPL FINANCIAL LLC

CRD#: 6413

EXCELSIOR, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MODUS ADVISORS, LLC

CRD#: 291204 / SEC#: 801-112534

RIA

Registered Investment Advisory firm - (3/1/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(3/1/2018)

IAR

Texas
(2/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/15/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 4/9/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/19/2017

General Securities Representative Examination

Current Firm

MODUS ADVISORS, LLC

CRD#: 291204 / SEC#: 801-112534

RIA

Registered Investment Advisory firm - (3/1/2018 Approved)

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Contact information

Main Address

23505 Smithtown Road Suite 290, Excelsior, MN 55331

Mailing Address

Phone number

(952) 946-1000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE - MODUS ADVISORS (10/23/2025)

Regulatory assets under management

Total Number of Accounts	1,417
AUM (Assets Under Management)	$ 513,987,454

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kari K. Haanstad

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kari Kristine Haanstad's CRS (Customer Relationship Summary).

Certified licenses

Experience

MODUS ADVISORS, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

MODUS ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/15/2017

SIE

Date: 4/9/2018

Series 7

Date: 5/19/2017

Current Firm

MODUS ADVISORS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MODUS ADVISORS, LLC

TRUST BUT VERIFY

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