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BK

Brandon C. Knapp

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CRD#: 6773861
BK

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brandon Charles Knapp was a registered financial professional .

Brandon is a previously registered financial professional and started their career in finance in 2018. Brandon had worked at 1 firm and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 79 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 12, 2018 - January 19, 2022

CRUTCHFIELD SECURITIES, L.L.C.

BD
CRD#: 142156
HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/23/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/25/2024
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 3/25/2024
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 8/9/2018
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 7/12/2018
General Securities Representative Examination

Current Firm

CS
CRUTCHFIELD SECURITIES, L.L.C.
CRUTCHFIELD SECURITIES, L.L.C.

CRD#: 142156 / SEC#: , 8-67433

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
5599 San Felipe Street Suite 555, Houston, TX 77056
Mailing Address
5599 San Felipe Street Suite 555, Houston, TX 77056
Phone number
(713) 502-6120
Established
Texas since 06/14/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FIRST CENTURION HOLDINGS, LLCSOLE MEMBER
CORNELIUS, WILLIAM RALPHCEO, EXECUTIVE REP, DESIGNATED PRINCPAL, CCO, AML PRINCIPAL6697363
DOLLISON, JOHN BREESEREGISTERED PRINCIPAL5231729
POWELL, THOMAS FRANKLINFINOP6453195
WILSON, RICHARD GREAR JRREGISTERED PRINCIPAL2949518
WILSON, RICHARD GREAR JRALTERNATE FINOP2949518

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CRUTCHFIELD SECURITIES, L.L.C.

CRD#: 142156

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