Fadi Issa

BOARDWALK WEALTH MANAGEMENT

Ann Arbor, MI 48104

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CRD#: 6773747

Professional summary

Fadi Issa is a registered financial advisor currently at BOARDWALK WEALTH MANAGEMENT located in Ann Arbor, Michigan.

Fadi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Fadi has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The name of the other business: Transmed Mobility Investment-related: No Address: 2900 Golfside Road Ann Arbor, MI 48108 Nature of the other business: Non medical emergency transportation for two group homes Position with the other business: CFO Start date of your relationship: 03/2018 Approximate number of hours/month: 20 hours per month Number of hours during securities trading hours: 0 Duties relating to the other business: Review numbers with CEO and review accounting

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Fadi Issa's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 18, 2020 - Present

BOARDWALK WEALTH MANAGEMENT

Office #1: 341 E Huron St Suite #3, Ann Arbor, MI 48104

RIA

CRD#: 310308

Ann Arbor, MI

Past

August 28, 2017 - April 29, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ANN ARBOR, MI

Past

June 13, 2017 - April 29, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ANN ARBOR, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(11/18/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/25/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/12/2017

General Securities Representative Examination

Current Firm

BOARDWALK WEALTH MANAGEMENT

BOARDWALK WEALTH MANAGEMENT | BOARDWALK WEALTH MANAGEMENT, LLC

CRD#: 310308 / SEC#:

Michigan

Registered Investment Advisory firm - (11/12/2020 Approved)

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Contact information

Main Address

341 E Huron St Suite #3, Ann Arbor, MI 48104

Mailing Address

Phone number

(734) 476-0320

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	10
AUM (Assets Under Management)	$ 600,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Fadi Issa

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Fadi Issa's CRS (Customer Relationship Summary).

Certified licenses

Experience

BOARDWALK WEALTH MANAGEMENT

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 8/25/2017

SIE

Date: 10/1/2018

Series 7

Date: 6/12/2017

Current Firm

BOARDWALK WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BOARDWALK WEALTH MANAGEMENT

TRUST BUT VERIFY

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