Brett T. Leahy

ECHELONS CAPITAL

Crystal Lake, IL

Some features on this profile are disabled

CRD#: 6773507

Professional summary

Brett Thomas Leahy, who also goes by Brett T Leahy, Brett Leahy, is a registered financial advisor currently at ECHELONS CAPITAL, LLC located in Crystal Lake, Illinois.

Brett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Brett has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brett T Leahy | Brett Leahy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Kindred Harvest Company, LLC, not investment related, 3800 Maple Avenue Ste 425, Dallas, TX 75219, The business engages in e-commerce retail sales for organic teas, Title: Member, Start Date: Jun 2023, 2 hrs/month, 0 hrs during trading, I assist with supervising supply chain and distribution of products. American Heartland Corporation dba Wild Hickory, not investment related, 36 Carey St., Newport, RI 02840, The business engages in e-commerce retail apparel sales, Title: Founder & COO, Start Date: Apr 2024, 8 hrs/month, 0 hrs during trading, I oversee operations and distribution of products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett Thomas Leahy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 25, 2025 - Present

ECHELONS CAPITAL, LLC

RIA

CRD#: 325781

Crystal Lake, IL

Past

August 21, 2017 - April 2, 2019

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ECHELONS CAPITAL, LLC

CRD#: 325781 / SEC#: 801-127673

RIA

Registered Investment Advisory firm - (4/18/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(8/25/2025)

IAR

Utah
(8/25/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/23/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/25/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 9/5/2017

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/21/2017

General Securities Representative Examination

Current Firm

ECHELONS CAPITAL, LLC

CRD#: 325781 / SEC#: 801-127673

RIA

Registered Investment Advisory firm - (4/18/2023 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2078 Prospector Avenue Suite 4, Park City, UT 84060

Mailing Address

Phone number

(706) 372-4218

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ECHELONS CAPITAL, LLC ADV BROCHURE (9/29/2025)

Regulatory assets under management

Total Number of Accounts	128
AUM (Assets Under Management)	$ 127,100,399

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Brett T. Leahy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett Thomas Leahy's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOLDMAN SACHS & CO. LLC

Primary Firm SEC Registration

ECHELONS CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/23/2025

Series 63

Date: 8/25/2017

SIE

Date: 10/1/2018

Series 3

Date: 9/5/2017

Series 7

Date: 8/21/2017

Current Firm

ECHELONS CAPITAL, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ECHELONS CAPITAL, LLC

TRUST BUT VERIFY

Similar Advisors