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Ziliang Che

CRD# 6773450·Registered 2018 - 2026
Previously Registered: Being a previously registered professional could mean that Ziliang is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ziliang Che was a registered financial advisor. Ziliang was a previously registered financial professional and started their career in finance 2018 - 2026. Ziliang had worked at 2 firms and has passed the SIE, Series 57 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

8 years in the financial services industry

Current & Past Employments

CITADEL SECURITIES LLC·CRD# 116797
BD
Miami, FL
May 9, 2019 - August 28, 2026
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
July 13, 2018 - April 10, 2019

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Current Firm

CS
CITADEL SECURITIES LLC

CITADEL DERIVATIVES GROUP LLC | CITADEL SECURITIES LLC

CRD#: 116797 / SEC#: 8-53574
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

830 Brickell Plaza Floor 15, Miami, FL 33131

Mailing Address

830 Brickell Plaza Floor 15, Miami, FL 33131

Phone Number

(305) 929-6851

Established

Delaware since 07/30/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (15 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CSHC US LLCOWNER—
ZHAO, PENGCHIEF EXECUTIVE OFFICER4978269
CARROLL, SEAN VINCENTPRINCIPAL OPERATIONS OFFICER2518443
CITADEL SECURITIES GROUP LP (FKA CALC IV LP)MANAGING MEMBER—
HENRY, STEVEN MICHAELCHIEF ACCOUNTING OFFICER AND FINOP5587809
LEVY, SETH GARDNERCHIEF COMPLIANCE OFFICER7718259

Disclosures

Regulatory Event

76

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 57 — Securities Trader Exam

Passed Jul 2018About the Series 57 exam

Series 7 — General Securities Representative Examination

Passed Jul 2018About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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