KA
Kyle D. Appelbaum
ABRAHAM & CO.
Spokane, WA 99202
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CRD#: 6773430
KA
Professional summary
Kyle David Appelbaum is a registered financial advisor currently at ABRAHAM & CO., INC. located in Spokane, Washington.
Kyle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Kyle has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Kyle Appelbaum is Abraham & Co.'s Chief Investment Officer and backup Chief Compliance Officer. In addition to his role as an Investment Adviser Representative for Abraham & Co., Kyle Appelbaum supervises the estate planning process for the Firm's clients and is frequently involved in market research and various administrative tasks to assist Mr. Abraham.
CRS (Client Relationship Summary) - RIA
Click below to view Kyle David Appelbaum's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 22, 2021 - Present
ABRAHAM & CO., INC.
Office #1: Tapio Professional Center Suite 215a - 104 S Freya, Spokane, WA 99202RIA
CRD#: 299085
Spokane, WA
Past
July 8, 2019 - June 22, 2021
U.S. BANCORP INVESTMENTS, INC.
RIA
CRD#: 17868
SPOKANE VALLEY, WA
Past
April 6, 2017 - June 22, 2021
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
SPOKANE VALLEY, WA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(2/6/2024)
IAR
Idaho(2/7/2024)
IAR
Illinois(3/17/2025)
IAR
Missouri(5/21/2024)
IAR
Nevada(3/18/2025)
IAR
Oregon(3/16/2025)
IAR
Texas(3/14/2025)
IAR
Utah(2/6/2024)
IAR
Washington(7/22/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/11/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
A&
ABRAHAM & CO., INC.
ABRAHAM & CO., INC. | EVERETT WEALTH SOLUTIONS, INC. | CONNOLLY WEALTH MANAGEMENT | CLEARPATH FINANCIAL LLC/MATTHEW SHERMAN | CLEARPATH FINANCIAL & INSURANCE SOLUTIONS LLC
CRD#: 299085 / SEC#:
Arizona
Registered Investment Advisory firm - (8/17/2022 Approved)California
Registered Investment Advisory firm - (10/5/2021 Approved)Florida
Registered Investment Advisory firm - (7/10/2025 Approved)Idaho
Registered Investment Advisory firm - (12/17/2019 Approved)Illinois
Registered Investment Advisory firm - (1/6/2021 Approved)Indiana
Registered Investment Advisory firm - (6/8/2023 Approved)Missouri
Registered Investment Advisory firm - (5/21/2024 Approved)Nevada
Registered Investment Advisory firm - (9/24/2024 Approved)Oregon
Registered Investment Advisory firm - (10/4/2024 Approved)Tennessee
Registered Investment Advisory firm - (9/17/2025 Approved)Texas
Registered Investment Advisory firm - (6/22/2021 Approved)Utah
Registered Investment Advisory firm - (3/13/2023 Approved)Washington
Registered Investment Advisory firm - (3/17/2000 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Gig Harbor, WA
Mailing Address
Phone number
(253) 851-7486
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 772 |
| AUM (Assets Under Management) | $ 78,000,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
