Dylan C. Dunlop

VISTA INVESTMENT MANAGEMENT

Pittsburgh, PA 15235-5610

Some features on this profile are disabled

CRD#: 6773271

Professional summary

Dylan Connor Thomas Dunlop, who also goes by Dylan Dunlop, Dylan Connor Dunlop, is a registered financial advisor currently at VISTA INVESTMENT MANAGEMENT, LLC located in Pittsburgh, Pennsylvania.

Dylan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Dylan has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dylan Dunlop | Dylan Connor Dunlop

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I*136334 For profit or not for profit: For-Profit Organization Name of outside business organization: Uber Technologies, Inc. Investment related: N Address of business: San Francisco, California 94103 Nature of business: Corporation, Position, title, association: Part-Time, Employee/ Independent Contractor Start date of relationship: 2/25/2021 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Drive passengers for compensation.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dylan Connor Thomas Dunlop's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 30, 2023 - Present

VISTA INVESTMENT MANAGEMENT, LLC

Office #1: 400 Penn Center Blvd., Suite 555, Pittsburgh, PA 15235-5610

RIA

CRD#: 116068

Pittsburgh, PA

Past

December 4, 2020 - August 2, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PITTSBURGH, PA

Past

December 4, 2020 - August 2, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PITTSBURGH, PA

Past

February 7, 2019 - December 4, 2020

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

PITTSBURGH, PA

Past

November 12, 2018 - December 4, 2020

UBS FINANCIAL SERVICES INC.

CRD#: 8174

PITTSBURGH, PA

Past

April 27, 2017 - October 15, 2018

VANGUARD MARKETING CORPORATION

CRD#: 7452

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VISTA INVESTMENT MANAGEMENT, LLC

JOHN D. FRANKOLA | VISTA INVESTMENT MANAGEMENT, LLC

CRD#: 116068 / SEC#: 801-112652

RIA

Registered Investment Advisory firm - (3/16/2018 Approved)

California

Registered Investment Advisory firm - (5/23/2018 Terminated)

Florida

Registered Investment Advisory firm - (4/23/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (4/24/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/30/2023)

IAR

Florida
(9/7/2023)

IAR

Louisiana
(9/5/2023)

IAR

North Carolina
(8/31/2023)

IAR

Pennsylvania
(8/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/7/2019

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/8/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/27/2017

General Securities Representative Examination

Current Firm

VISTA INVESTMENT MANAGEMENT, LLC

JOHN D. FRANKOLA | VISTA INVESTMENT MANAGEMENT, LLC

CRD#: 116068 / SEC#: 801-112652

RIA

Registered Investment Advisory firm - (3/16/2018 Approved)

California

Registered Investment Advisory firm - (5/23/2018 Terminated)

Florida

Registered Investment Advisory firm - (4/23/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (4/24/2018 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

400 Penn Center Blvd., Suite 555, Pittsburgh, PA 15235-5610

Mailing Address

Phone number

(412) 824-5940

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE (3/29/2025)

Regulatory assets under management

Total Number of Accounts	530
AUM (Assets Under Management)	$ 286,317,129

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Andrea Robertson

JANNEY MONTGOMERY SCOTT LLC

IAR

Sewickley (wexford), PA

Richard Sabo

J. W. COLE ADVISORS, INC.

IAR

GIBSONIA, PA

Lee Oleinick

UBS FINANCIAL SERVICES INC.

IAR

Boca Raton, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Dylan C. Dunlop

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dylan Connor Thomas Dunlop's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

VISTA INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/7/2019

Series 63

Date: 5/8/2017

SIE

Date: 10/1/2018

Series 7

Date: 4/27/2017

Current Firm

VISTA INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VISTA INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors