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DA

David A. Alvarez-correa

GALICIA CAPITAL US
MIAMI, FL 33131
Some features on this profile are disabled
CRD#: 6772873
DA

Professional summary

David Antonio Alvarez-correa is a registered financial professional currently at GALICIA CAPITAL US, LLC located in Miami, Florida.

David is registered as a RR (Registered Representative) and started their career in finance in 2017. David has worked at 5 firms and has passed the Series 66, Series 57TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Will be registered as an Investment Adviser Representative with RIA affiliate, Creand Management LLC (CRD No. 154894)

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Antonio Alvarez-correa's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 7, 2024 - Present

GALICIA CAPITAL US, LLC

Office #1: 1395 Brickell Ave Suite 950, Miami, FL 33131
BD
CRD#: 329157
MIAMI, FL
Past

June 14, 2022 - December 24, 2024

CREAND MANAGEMENT

RIA
CRD#: 154894
MIAMI, FL
Past

May 23, 2022 - December 24, 2024

CREAND SECURITIES

BD
CRD#: 38964
MIAMI, FL
Past

August 21, 2019 - May 20, 2022

BULL MARKET INVESTMENT MANAGEMENT, INC.

RIA
CRD#: 288871
MIAMI, FL
Past

August 7, 2017 - May 20, 2022

BULL MARKET SECURITIES, INC.

BD
CRD#: 282480
Miami, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(12/7/2024)
RR
New York
(3/23/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/24/2019
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 9/20/2025
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/7/2017
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

GC
GALICIA CAPITAL US, LLC
GALICIA CAPITAL US, LLC

CRD#: 329157 / SEC#: , 8-71205

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
1395 Brickell Ave Suite 950, Miami, FL 33131
Mailing Address
1395 Brickell Ave Suite 950, Miami, FL 33131
Phone number
(786) 840-4830
Established
Florida since 10/23/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GALICIA HOLDINGS US, INC.MEMBER
ATTANASIO, ELIZABETH MARIEFINOP5325007
EXPOSITO, ADRIAN NMNGENERAL SUPERVISORY PRINCIPAL5791518
GENDLER, GABRIEL ENRIQUECHIEF COMPLIANCE OFFICER4754607

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GALICIA CAPITAL US, LLC

CRD#: 329157Miami, FL 33131

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