Katherine P. Bennett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Katherine Peverley Bennett, who also goes by Katie Bennett, Katherine P Bennett, Katie P Bennett, Katie Mcbride, was a registered financial professional .
Katherine is a previously registered financial professional and started their career in finance in 2017. Katherine had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2025 - August 22, 2025
APEX FINTECH BROKERAGE SERVICES
May 3, 2023 - November 11, 2025
APEX CLEARING CORPORATION
April 1, 2022 - April 29, 2023
ONEAMERICA SECURITIES, INC.
April 1, 2022 - April 29, 2023
ONEAMERICA SECURITIES, INC.
August 30, 2021 - February 9, 2022
FISHER INVESTMENTS
June 2, 2020 - July 15, 2021
PIMCO INVESTMENTS LLC
January 2, 2019 - May 26, 2020
ALPS DISTRIBUTORS, INC.
May 18, 2017 - December 31, 2018
ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.
State Registrations and Notice Filings
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Exams
Current Firm
APEX FINTECH BROKERAGE SERVICES
CRD#: 305818 / SEC#: , 8-70414
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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