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TS

Tamara L. Schooley

CERES SECURITIES
South Bend, IN 46617
Some features on this profile are disabled
CRD#: 6771423
TS

Professional summary

Tamara Lyndsey Schooley, who also goes by Tamara Schooley, Tammy L Schooley, is a registered financial professional currently at CERES SECURITIES, LLC located in South Bend, Indiana.

Tamara is registered as a RR (Registered Representative) and started their career in finance in 2017. Tamara has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6, Series 28 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Tamara Schooley | Tammy L Schooley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tamara Lyndsey Schooley's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 9, 2018 - Present

CERES SECURITIES, LLC

Office #1: 806 Howard St Suite 200, South Bend, IN 46617Office #2: 806 Howard Street Suite 200, South Bend, IN 46617
BD
CRD#: 269903
South Bend, IN
Past

July 11, 2017 - October 11, 2018

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
GRANGER, IN
Past

June 7, 2017 - October 11, 2018

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
GRANGER, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Indiana
(11/9/2018)
RR
Michigan
(11/12/2018)
RR
South Dakota
(2/28/2024)
RR
Texas
(7/18/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/11/2017
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/16/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/5/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 6/7/2017
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 28
Date: 12/28/2021
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/11/2021
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CERES SECURITIES, LLC
CERES SECURITIES, LLC

CRD#: 269903 / SEC#: , 8-69637

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
806 Howard St Suite 200, South Bend, IN 46617
Mailing Address
806 Howard St Suite 200, South Bend, IN 46617
Phone number
(574) 367-4533
Established
Delaware since 05/20/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (24 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CERES PARTNERS, LLCMEMBER
SCHOOLEY, TAMARA LYNDSEYPRESIDENT, MANAGING DIRECTOR, CCO6771423

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CERES SECURITIES, LLC

CRD#: 269903South Bend, IN 46617

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