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Sandra L. Boggs

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CRD#: 6770775
SB

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Sandra Lee Boggs, who also goes by Sandra Boggs, was a registered financial professional .

Sandra is a previously registered financial professional and started their career in finance in 2021. Sandra had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Sandra Boggs

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Co-owner of rental property located in Helena, MT, as of 10/04/2023; 0% time spent during business hours; Not conducted at branch location; Investment related. 2. Co-owner & Member, OCC, LLC; private entity established to own and manage a recreational property located in Tahuya, WA; as of 09/01/2022; 0% time spent during regular business hours; Not conducted at Branch; Investment related

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 9, 2022 - July 25, 2024

NAVIGATE FINANCIAL

RIA
CRD#: 314515
Lacey, WA
Past

February 1, 2022 - July 24, 2024

COMMONWEALTH FINANCIAL NETWORK

RIA
CRD#: 8032
Lacey, WA
Past

May 5, 2021 - July 24, 2024

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
Lacey, WA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 12/20/2021
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/5/2021
General Securities Representative Examination
General Industry/Product Exam

Current Firm


NF
NAVIGATE FINANCIAL
NAVIGATE FINANCIAL | NAVIGATE FINANCIAL INC.

CRD#: 314515 / SEC#:

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Contact information


Main Address
3663 College St Se Suite B, Lacey, WA 98503
Mailing Address
Phone number
(360) 628-8175
Established
Firm type
Fiscal year end
# of Employees
5

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


NAVIGATE FINANCIAL

CRD#: 314515

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