Jon N. Gogolak
Professional summary
Jon Nicholas Gogolak is a registered financial professional currently at PCE INVESTMENT BANKERS, INC. located in Winter Park, Florida.
Jon is registered as a RR (Registered Representative) and started their career in finance in 2017. Jon has worked at 1 firm and has passed the Series 79TO, SIE, Series 79 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jon Nicholas Gogolak's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 17, 2023 - Present
PCE INVESTMENT BANKERS, INC.
Office #1: 200 E. New England Avenue, Suite 400, Winter Park, FL 32789September 25, 2017 - October 24, 2019
PCE INVESTMENT BANKERS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/17/2023)
Exams
Series 79TO
Date: 8/17/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
PCE INVESTMENT BANKERS, INC.
CRD#: 45352 / SEC#: , 8-51030
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PCE HOLDINGS, INC. | SHAREHOLDER | |
| POOLE, MICHAEL WILLIAM | CCO/PRESIDENT/FINANCIAL & OPERATIONS PRINCIPAL/ | 2794464 |
Red Flags
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Company Information
PCE INVESTMENT BANKERS, INC.
CRD#: 45352Winter Park, FL 32789TRUST BUT VERIFY
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