Raja S. Duddupudi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raja Sekhar Duddupudi was a registered financial professional .
Raja is a previously registered financial professional and started their career in finance in 2017. Raja had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2021 - April 13, 2022
RG CAPITAL ADVISORS LLC
March 14, 2017 - August 28, 2017
SUMMIT FAMILY OFFICE SERVICES, LLC
State Registrations and Notice Filings
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Current Firm
RG CAPITAL ADVISORS LLC
CRD#: 311356 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 27 |
| AUM (Assets Under Management) | $ 3,276,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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