Brett P. Wysopal

WYSOPAL WEALTH

BROOKFIELD, IL

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CRD#: 6769548

Professional summary

Brett Peter Wysopal, CFP® is a registered financial advisor currently at WYSOPAL WEALTH located in Brookfield, Illinois.

Brett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Brett has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Delegated Planning LLC 2. Non investment related 3. It's a virtual company - out of Denver, Colorado 4. Consulting Service to Other Investment Advisors 5. Consultant 6. Consultant to other Investment Advisors 7. 4/7/24 8. 20-30 hours. 9. 10-15% would be done during business hours. 10. Developing Financial Plans and Strategies for Financial advisors at external financial planning firms.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett Peter Wysopal's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

September 23, 2024 - Present

WYSOPAL WEALTH

RIA

CRD#: 330813

BROOKFIELD, IL

Past

August 4, 2023 - September 20, 2024

SECFI ADVISORY LIMITED

RIA

CRD#: 306961

Brookfield, IL

Past

September 15, 2022 - July 20, 2023

BROOKLYN FI, LLC

RIA

CRD#: 292115

Brookfield, IL

Past

January 24, 2019 - August 31, 2022

MARINER WEALTH

RIA

CRD#: 140195

OAKBROOK TERRACE, IL

Past

May 9, 2017 - January 15, 2019

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

OAKBROOK TERRACE, IL

Past

April 18, 2017 - January 15, 2019

RBC CAPITAL MARKETS, LLC

CRD#: 31194

OAKBROOK TERRACE, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/28/2025)

IAR

Illinois
(9/23/2024)

IAR

Texas
(2/19/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/9/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/18/2017

General Securities Representative Examination

Current Firm

WYSOPAL WEALTH

WYSOPAL WEALTH | WYSOPAL WEALTH PLANNING, LLC

CRD#: 330813 / SEC#:

California

Registered Investment Advisory firm - (2/28/2025 Approved)

Illinois

Registered Investment Advisory firm - (9/20/2024 Approved)

Texas

Registered Investment Advisory firm - (2/3/2025 Conditional Restricted)

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Contact information

Main Address

Brookfield, IL

Mailing Address

Phone number

(708) 609-6336

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	38
AUM (Assets Under Management)	$ 2,642,726

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brett P. Wysopal

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett Peter Wysopal's CRS (Customer Relationship Summary).

Certified licenses

Experience

WYSOPAL WEALTH

SECFI ADVISORY LIMITED

BROOKLYN FI, LLC

MARINER WEALTH

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/9/2017

SIE

Date: 10/1/2018

Series 7

Date: 4/18/2017

Current Firm

WYSOPAL WEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WYSOPAL WEALTH

TRUST BUT VERIFY

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