Henri Bricard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henri Bricard, who also goes by Henri Manuel Bricard, was a registered financial professional .
Henri is a previously registered financial professional and started their career in finance in 2017. Henri had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2023 - March 15, 2024
FORUSALL
August 10, 2021 - August 18, 2022
BESSEMER INVESTOR SERVICES, INC.
June 16, 2017 - July 9, 2021
SANFORD C. BERNSTEIN & CO., LLC
Primary Firm SEC Registration
FORUSALL
CRD#: 167241 / SEC#: 801-77865
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORUSALL
CRD#: 167241 / SEC#: 801-77865
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 46,824 |
| AUM (Assets Under Management) | $ 1,337,900,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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