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Maxwell Addison Rinn

Maxwell Addison Rinn

Senior Advisor·AE WEALTH MANAGEMENT
Chicago, IL
·CRD# 6768662·9 years experience

Professional Summary

Maxwell Addison Rinn, who also goes by Maxwell Addison Rinn, Maxwell Rinn, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Chicago, Illinois. Maxwell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Maxwell has worked at 6 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fixed / Negotiated Fee | Commission

Fee Structure

No Minimum

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Biography

Max is a seasoned fiduciary and financial professional with a diverse background in wealth management and investment advisory. Max began his career studying at the University of Cincinnati, where he studied Finance and gained hands-on experience at an investment real estate & wealth management firm in Hong Kong. After graduating, he excelled as an advisor at Merrill Lynch before being sought after by JP Morgan, where he catered to the unique needs of ultra-high-net-worth clients...

Other Aliases

Maxwell Addison Rinn, Maxwell Rinn

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

LinkedIn

linkedin.com/in/xxxxxx

Facebook

facebook.com/xxxxxx

X (Twitter)

x.com/xxxxxx

Website

xxxxxxxxxx.xxx

YouTube Channel

youtube.com/@xxxxxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years in the financial services industry

Current & Past Employments

Current

AE WEALTH MANAGEMENT, LLCCurrent·CRD# 282580
RIA
8725 West Higgins Road Suite 105, Chicago, IL 60631
June 13, 2025 - Present

Past

STRIDE INVESTMENTS, LLCPast·CRD# 167037
RIA
Chicago, IL
February 19, 2025 - May 7, 2025
GOLDSTONE FINANCIAL GROUP, LLCPast·CRD# 222520
RIA
Oakbrook Terrace, IL
July 12, 2023 - November 18, 2024
FISHER INVESTMENTSPast·CRD# 107342
RIA
Camas, WA
April 20, 2021 - June 14, 2023
J.P. MORGAN SECURITIES LLCPast·CRD# 79
BD
Chicago, IL
August 7, 2018 - March 9, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
RIA
Rolling Meadows, IL
July 12, 2017 - April 16, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
Rolling Meadows, IL
May 9, 2017 - April 16, 2018

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Current Firm

AW
AE WEALTH MANAGEMENT, LLC

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - SEC (2/17/2016 Approved)

Contact Information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Phone Number

(866) 363-9595

# of Employees

630

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (3/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

282,995

AUM (Assets Under Management)

$49,837,385,888

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Scott Tucker Solutions, Inc; Yes, Investment Related; 8725 W Higgins Road Suite 105, Chicago IL, 60631; Insurance Sales; Financial Advisor; Start Date 05/2025; Approx. 40 hours a month; Approx. 40 hours during trading; Insurance Sales and Services.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AE WEALTH MANAGEMENT, LLC

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - SEC (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Illinois
(6/13/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2021About the Series 65 exam

Series 66 — Uniform Combined State Law Examination

Passed Jul 2017About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2017About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Maxwell Addison Rinn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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