Maxwell A. Rinn
AE WEALTH MANAGEMENT | Senior Advisor
Chicago, IL 60631
Some features on this profile are disabled
CRD#: 6768662
Professional summary
Maxwell Addison Rinn, who also goes by Maxwell Addison Rinn, Maxwell Rinn, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Chicago, Illinois.
Maxwell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Maxwell has worked at 6 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Biography
Max is a seasoned fiduciary and financial professional with a diverse background in wealth management and investment advisory. Max began his career studying at the University of Cincinnati, where he studied Finance and gained hands-on experience at an investment real estate & wealth management firm in Hong Kong. After graduating, he excelled as an advisor at Merrill Lynch before being sought after by JP Morgan, where he catered to the unique needs of ultra-high-net-worth clients in their Private Bank division. Max then joined Fisher Investments as an Investment Counselor, where he spent 2 1/2 years crafting personalized financial strategies and sharing his expertise by teaching Capital Markets.
Max is thrilled to bring his wealth of knowledge and passion for financial success to Goldstone Financial Group, where he is committed to guiding clients toward achieving financial freedom & success through dedication, innovation, and a client-first approach.
Max holds a Series 65 license and has previously obtained his Series 7 and Series 66 licenses. In his free time, Max enjoys traveling, cooking, working out, and learning new things!
Question & Answer
How do you get paid?
Commission and fee
Are you a "fiduciary"?
Yes
Aliases
Maxwell Addison Rinn | Maxwell Rinn
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Scott Tucker Solutions, Inc; Yes, Investment Related; 8725 W Higgins Road Suite 105, Chicago IL, 60631; Insurance Sales; Financial Advisor; Start Date 05/2025; Approx. 40 hours a month; Approx. 40 hours during trading; Insurance Sales and Services.
CRS (Client Relationship Summary) - RIA
Click below to view Maxwell Addison Rinn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 13, 2025 - Present
AE WEALTH MANAGEMENT, LLC
Office #1: 8725 West Higgins Road Suite 105, Chicago, IL 60631RIA
CRD#: 282580
Chicago, IL
Past
February 19, 2025 - May 7, 2025
STRIDE INVESTMENTS, LLC
RIA
CRD#: 167037
CHICAGO, IL
Past
July 12, 2023 - November 18, 2024
GOLDSTONE FINANCIAL GROUP, LLC
RIA
CRD#: 222520
OAKBROOK TERRACE, IL
Past
April 20, 2021 - June 14, 2023
FISHER INVESTMENTS
RIA
CRD#: 107342
Camas, WA
Past
August 7, 2018 - March 9, 2021
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
CHICAGO, IL
Past
July 12, 2017 - April 16, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
ROLLING MEADOWS, IL
Past
May 9, 2017 - April 16, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
ROLLING MEADOWS, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(6/13/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2950 Sw Mcclure Road Suite B, Topeka, KS 66614
Mailing Address
Phone number
(866) 363-9595
Established
Firm type
Fiscal year end
# of Employees
602
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,059 |
| AUM (Assets Under Management) | $ 37,525,706,084 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
