Alex Toussaint
Professional Summary
Alex Toussaint is a registered financial advisor currently at RISEN PHOENIX CAPITAL ADVISERS, LLC located in Malden, Massachusetts. Alex is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Alex has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Years of Experience
9 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
RISEN PHOENIX CAPITAL ADVISERS, LLC
Contact Information
Main Address
Malden, MAMailing Address
40 Eastern Avenue Suite 323, Malden, MA 02148Phone Number
(857) 565-6370# of Employees
1Documents
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(11/25/2025)
(9/8/2025)
(9/30/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 2026About the Series 6TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 2017About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Alex Toussaint's CRS (Customer Relationship Summary).
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