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AT

Alex Toussaint

RISEN PHOENIX CAPITAL ADVISERS
Malden, MA 02148
Some features on this profile are disabled
CRD#: 6768178
AT

Professional summary

Alex Toussaint is a registered financial advisor currently at RISEN PHOENIX CAPITAL ADVISERS, LLC located in Malden, Massachusetts.

Alex is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Alex has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alex Toussaint's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 8, 2025 - Present

RISEN PHOENIX CAPITAL ADVISERS, LLC

Office #1: 40 Eastern Avenue Suite 323, Malden, MA 02148
RIA
CRD#: 337648
Malden, MA
Past

July 20, 2017 - February 1, 2024

NYLIFE SECURITIES LLC

BD
CRD#: 5167
WALTHAM, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(11/25/2025)
IAR
Massachusetts
(9/8/2025)
IAR
New York
(9/30/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/28/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/10/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 7/20/2017
Investment Company Products/Variable Contracts Representative Examination

Current Firm

RP
RISEN PHOENIX CAPITAL ADVISERS, LLC
RISEN PHOENIX CAPITAL ADVISERS, LLC

CRD#: 337648 / SEC#:

Florida
Registered Investment Advisory firm - (11/25/2025 Approved)
Massachusetts
Registered Investment Advisory firm - (9/8/2025 Approved)
New York
Registered Investment Advisory firm - (9/30/2025 Approved)
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Contact information

Main Address
Malden, MA
Mailing Address
40 Eastern Avenue Suite 323, Malden, MA 02148
Phone number
(857) 565-6370
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RISEN PHOENIX CAPITAL ADVISERS, LLC

CRD#: 337648Malden, MA 02148

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