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Robert L. Elliott

ASPEN GOLD FINANCIAL
Brighton, CO 80602
Some features on this profile are disabled
CRD#: 6768167
RE

Professional summary

Robert Louis Elliott, who also goes by Bob Elliott, Robert Elliott, is a registered financial advisor currently at ASPEN GOLD FINANCIAL located in Brighton, Colorado.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Robert has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Bob Elliott | Robert Elliott

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. ZMT, INC.,1010 Shaw Road, Stockton CA 95215; DISTRIBUTION SALES OF PUMPS; OWNER; OCCASIONAL CONSULTANT; START DATE 9/1/1997; APPROX. 5 HRS. PER MONTH SPENT ON ACTIVITY; NO COMPENSATION. 2. Aspen Gold Financial, 6684 E. 162nd Ave, Brighton, CO 80602, Financial & Insurance products, President, Start date 6/2018. APPROX. 10 hours per month selling insurance products to individuals and businesses..

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Louis Elliott's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 17, 2018 - Present

ASPEN GOLD FINANCIAL

Office #1: 6684 E. 162nd Ave., Brighton, CO 80602
RIA
CRD#: 297297
Brighton, CO
Past

July 27, 2017 - May 2, 2018

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
HIGHLANDS RANCH, CO
Past

June 1, 2017 - May 2, 2018

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
HIGHLANDS RANCH, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(8/17/2018)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/12/2017
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 5/2/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/1/2017
General Securities Representative Examination

Current Firm

AG
ASPEN GOLD FINANCIAL
ASPEN GOLD FINANCIAL | ASPEN GOLD FINANCIAL LLC

CRD#: 297297 / SEC#:

Colorado
Registered Investment Advisory firm - (8/17/2018 Approved)
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Contact information

Main Address
6684 E. 162nd Ave., Brighton, CO 80602
Mailing Address
Phone number
(303) 558-0067
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts19
AUM (Assets Under Management)$ 3,050,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ASPEN GOLD FINANCIAL

CRD#: 297297Brighton, CO 80602

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