Katrina L. Hermanson
Professional summary
Katrina Lynn Hermanson, who also goes by Katrina Lynn Marley, is a registered financial advisor currently at TWIN PEAKS WEALTH ADVISORS located in Wichita Falls, Texas.
Katrina is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Katrina has worked at 3 firms and has passed the Series 66, Series 7TO, SIE, Series 99 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Katrina Lynn Hermanson's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 14, 2022 - Present
TWIN PEAKS WEALTH ADVISORS
October 11, 2022 - December 20, 2022
LPL FINANCIAL LLC
April 15, 2020 - December 20, 2022
LPL FINANCIAL LLC
September 27, 2018 - March 9, 2020
CAMBRIDGE INVESTMENT RESEARCH, INC.
Primary Firm SEC Registration
TWIN PEAKS WEALTH ADVISORS
CRD#: 323817 / SEC#: 801-126874
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/14/2022)
(12/14/2022)
Exams
Series 7TO
Date: 6/11/2021
General Securities Representative ExaminationCurrent Firm
TWIN PEAKS WEALTH ADVISORS
CRD#: 323817 / SEC#: 801-126874
Contact information
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,592 |
| AUM (Assets Under Management) | $ 410,400,224 |
Red Flags
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