Sean R. Rondeau
Professional summary
Sean Raymond Rondeau, who also goes by Sean Rondeau, is a registered financial professional currently at COVINGTON ASSOCIATES, LLC located in Boston, Massachusetts.
Sean is registered as a RR (Registered Representative) and started their career in finance in 2017. Sean has worked at 1 firm and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sean Raymond Rondeau's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 13, 2017 - Present
COVINGTON ASSOCIATES, LLC
Office #1: 99 Summer Street 2nd Floor, Boston, MA 02110Office #2: 99 Summer Street 2nd Floor, Boston, MA 02110State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/4/2017)
Exams
FINRA
Current Firm
COVINGTON ASSOCIATES, LLC
CRD#: 127437 / SEC#: , 8-65997
Contact information
FINRA licenses (16 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CIBOTTI, THOMAS MARK | PARTNER | |
| DUNN, IAN BENJAMIN | PARTNER, CHIEF COMPLIANCE OFFICER, AML SUPERVISOR, | |
| COVINGTON, CHRISTOPHER HUGH | PARTNER | |
| CROSBY-BROWN, LAURA MAY | FINOP | 1545513 |
Red Flags
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Company Information
COVINGTON ASSOCIATES, LLC
CRD#: 127437Boston, MA 02110TRUST BUT VERIFY
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