TB
Terry B. Brown
AVANTAX PLANNING PARTNERS
Indianapolis, IN
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CRD#: 6767203
TB
Professional summary
Terry B Brown is a registered financial advisor currently at AVANTAX PLANNING PARTNERS, INC. located in Indianapolis, Indiana and CETERA WEALTH SERVICES, LLC located in Dubuque, Iowa.
Terry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Terry has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DOOR DASH POSITION: Delivery Driver NATURE: deliver food to customers who order from door dash INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2024 ADDRESS: 3390 Asbury Road, Dubuque, IA 52002, United States DESCRIPTION: i will be driving my personal vehicle to restaurants to pick up food that was ordered then deliver it to customers at the location they requested the food be delivered. 2) HOME OWNERS ASSOCIATION POSITION: Board Member NATURE: I am a voting board member for the hoa I live in. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/14/2025 ADDRESS: 3390 Asbury Road, Dubuque, IA 52002, United States DESCRIPTION: my requirements are to attend one meeting per month and vote on current hoa items for that month if any exist. 3) ROOKIE TO LEGEND CARDS POSITION: Owner NATURE: I created an ebay profile to sell sports cards on Ebay. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 10 START DATE: 08/31/2025 ADDRESS: 6905 smithfield blvd, Indianapolis IN 46237, United States DESCRIPTION: buy sports cards, take pictures of cards, list cards on ebay, sell cards, pack and ship cards
CRS (Client Relationship Summary) - RIA
Click below to view Terry B Brown's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 7, 2022 - Present
AVANTAX PLANNING PARTNERS, INC.
Office #2: 3390 Asbury Road, Dubuque, IA 52002-2801RIA
CRD#: 106237
Indianapolis, IN
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 3390 Asbury Road, Dubuque, IA 52002Office #2: 8604 Allisonville Road Suite 390, Indianapolis, IN 46250BD
CRD#: 13572
DUBUQUE, IA
Past
October 7, 2022 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
INDIANAPOLIS, IN
Past
November 16, 2020 - October 13, 2022
THURSTON SPRINGER ADVISORS
RIA
CRD#: 299201
INDIANAPOLIS, IN
Past
October 7, 2019 - November 23, 2020
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
RIA
CRD#: 8478
INDIANAPOLIS, IN
Past
September 18, 2018 - October 13, 2022
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
BD
CRD#: 8478
INDIANAPOLIS, IN
Past
November 8, 2017 - April 19, 2018
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Indianapolis, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
RR
California(9/5/2025)
RR
Colorado(9/5/2025)
RR
Florida(9/5/2025)
RR
Illinois(9/5/2025)
IAR
Indiana(10/7/2022)
RR
Indiana(9/5/2025)
RR
Iowa(9/5/2025)
RR
Kansas(9/5/2025)
RR
Kentucky(9/5/2025)
RR
Louisiana(9/5/2025)
RR
Minnesota(9/5/2025)
RR
Missouri(9/5/2025)
RR
Montana(9/5/2025)
RR
Nebraska(9/5/2025)
RR
Nevada(10/2/2025)
RR
North Carolina(9/5/2025)
RR
North Dakota(9/5/2025)
RR
South Dakota(9/5/2025)
IAR
Texas(8/9/2025)
RR
Texas(9/5/2025)
RR
West Virginia(9/5/2025)
RR
Wisconsin(9/5/2025)
RR
Wyoming(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
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Contact information
Main Address
3390 Asbury Road, Dubuque, IA 52002-2801
Mailing Address
Phone number
(563) 582-2855
Established
Firm type
Fiscal year end
# of Employees
254
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 13,679 |
| AUM (Assets Under Management) | $ 6,933,162,284 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/20/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
