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Samuel J. Hardy

2642 CAPITAL
Wheaton, IL
Some features on this profile are disabled
CRD#: 6767115
SH

Professional summary

Samuel James Hardy, who also goes by Sam Hardy, Samuel Hardy, is a registered financial advisor currently at 2642 CAPITAL, LLC located in Wheaton, Illinois.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Samuel has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Sam Hardy | Samuel Hardy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel James Hardy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 22, 2026 - Present

2642 CAPITAL, LLC

RIA
CRD#: 341216
Wheaton, IL
Past

March 5, 2024 - February 4, 2026

STENGER FAMILY OFFICE, LLC

RIA
CRD#: 325089
NAPERVILLE, IL
Past

February 19, 2021 - March 16, 2023

PERFORMANCE TRUST CAPITAL PARTNERS, LLC

BD
CRD#: 36155
CHICAGO, IL
Past

January 2, 2021 - February 2, 2021

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
Wheaton, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(4/24/2026)
IAR
Illinois
(4/22/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/26/2024
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 3/3/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/9/2020
Securities Industry Essentials Examination

Current Firm

2C
2642 CAPITAL, LLC
2642 CAPITAL, LLC

CRD#: 341216 / SEC#: 801-135746

RIA
Registered Investment Advisory firm - (4/2/2026 120-Day Approval)
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Contact information

Main Address
5301 34th Avenue Se, Naples, FL 34117
Mailing Address
Phone number
(239) 289-1218
Established
Firm type
Fiscal year end
# of Employees
1

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

2642 CAPITAL, LLC ADV PART 2 BROCHURE (3/3/2026)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

2642 CAPITAL, LLC

CRD#: 341216Wheaton, IL

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