CG
Connor J. Greenberg
VICTORY FINANCIAL
Austin, TX 78730
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CRD#: 6766810
CG
Professional summary
Connor James Greenberg, who also goes by Connor Greenberg, is a registered financial advisor currently at VICTORY FINANCIAL located in Austin, Texas and PURSHE KAPLAN STERLING INVESTMENTS located in Austin, Texas.
Connor is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Connor has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Connor Greenberg
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Victory Financial Group|Investment Related|At registered location |RIA |Advisory | 08/2023 |160 hr/mo| 8 hr during trading| Wealth management and financial planning for clients. 2. Holmes Murphy |Not investment related| 901 East 5th St Austin TX 78702 | Health brokerage | Agent | Agent | 08/2021 | 2 hr/mo | >1 during trading | Relationship Management 3. Fixed insurance | Investment Related - Yes |Address - 901 E 5th St Austin Tx 78702| Nature - Fixed / Traditional Insurance| Position - Agent | Start Date - 08/20/2023 | Hours per Month - 5 hours/month | Hours per Month During Securities Trading Hours - 2 hours/month| Duties - Sales of fixed / Traditional insurance products
CRS (Client Relationship Summary) - RIA
Click below to view Connor James Greenberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 17, 2023 - Present
VICTORY FINANCIAL
Office #1: 6500 River Place Blvd. Bldg. 1, Ste. 203, Austin, TX 78730RIA
CRD#: 324943
Austin, TX
Current
August 28, 2023 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 6500 River Place Blvd. Building 1, Suite #203, Austin, TX 78730BD
CRD#: 35747
Austin, TX
Past
December 22, 2017 - August 31, 2023
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
AUSTIN, TX
Past
August 30, 2017 - August 31, 2023
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
AUSTIN, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VICTORY FINANCIAL
CAPITALWISE | VIRIDIAN WEALTH MANAGEMENT | VICTORY FINANCIAL GROUP LLC | VICTORY FINANCIAL GROUP AND INSURANCE SERVICES | VICTORY FINANCIAL | TRUSTLOVE CAPITAL LLC | STEADFAST WEALTH PLANNING | STANSELL WEALTH | L5 WEALTH PLANNING | KILMER FINANCIAL | CRÈME WEALTH
CRD#: 324943 / SEC#: 801-127385
RIA
Registered Investment Advisory firm - (2/24/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(6/26/2025)
RR
Missouri(3/25/2025)
IAR
Texas(8/17/2023)
RR
Texas(8/28/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VICTORY FINANCIAL
CAPITALWISE | VIRIDIAN WEALTH MANAGEMENT | VICTORY FINANCIAL GROUP LLC | VICTORY FINANCIAL GROUP AND INSURANCE SERVICES | VICTORY FINANCIAL | TRUSTLOVE CAPITAL LLC | STEADFAST WEALTH PLANNING | STANSELL WEALTH | L5 WEALTH PLANNING | KILMER FINANCIAL | CRÈME WEALTH
CRD#: 324943 / SEC#: 801-127385
RIA
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Contact information
Main Address
6500 River Place Blvd. Bldg. 1, Ste. 203, Austin, TX 78730
Mailing Address
Phone number
(512) 763-7671
Established
Firm type
Fiscal year end
# of Employees
39
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,210 |
| AUM (Assets Under Management) | $ 687,641,583 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
