Robert E. Diemar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Emery Diemar Jr., who also goes by Robert Emery Diemar Jr, Robert Emery Diemar, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1968. Robert had worked at 7 firms and has passed the SIE, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2004 - February 18, 2020
COADY DIEMAR PARTNERS, LLC
June 3, 2003 - January 15, 2004
BENTLEY SECURITIES CORPORATION
November 3, 2000 - December 31, 2001
CREDIT SUISSE SECURITIES (USA) LLC
March 10, 1978 - December 31, 2001
PERSHING LLC
February 24, 1978 - March 10, 1978
December 14, 1973 - February 24, 1978
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
December 11, 1968 - September 27, 1973
SBC WARBURG DILLON READ INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/6/1968
Registered Representative ExaminationSeries 40
Date: 11/19/1975
Registered Principal ExaminationCurrent Firm
COADY DIEMAR PARTNERS, LLC
CRD#: 128334 / SEC#: , 8-66123
Contact information
FINRA licenses (3 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
