JS
John E. Seagrave
BARRON FINANCIAL GROUP, LLP
Torrington, CT 06790
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CRD#: 6766338
JS
Professional summary
John Edward Seagrave JR., CFP®, who also goes by John Edward Seagrave, is a registered financial advisor currently at BARRON FINANCIAL GROUP, LLP located in Torrington, Connecticut.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. John has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Edward Seagrave
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Burlington Chamber of Commerce; Not Investment-Related; PO Box 1179, Burlington, CT 06013 (no physical address); President/Board Member; September 2020; 15-25 hours per month; 1-2 hours during trading hours; Membership, marketing, development, retention, and outreach efforts of the local chamber of commerce. 2) Central Connecticut Chamber of Commerce; Not Investment-Related; 440 N. Main Street, Bristol, CT 06010; Board Member; June 2023; 5 hours per month; 1-2 hours during trading hours; Membership, marketing, development, retention, and outreach efforts of the local chamber of commerce. 3) Prime Time House; Not Investment-Related; 810 Main Street, Torrington, CT 06790; Board Member/Treasurer/Finance Committee; Portfolio and Investment Management Responsibilities; February 2021; 2-5 hours per month; None during regular trading hours. Board responsibilities include general oversight of operations and strategy. Finance committee and Treasurer responsibilities include budgeting proposals and review of financials/investments held by the organizations. 4) Northwest Community Bank Foundation Board of Directors; Not Investment-Related; 416 Winsted Road, Torrington, CT 06790; Philanthropic/Community Service; Board Member; January 2025; 5 hours per month; 1-2 hours during trading hours; Review of submitted requests for funds from local community non-profit organizations. Committee approval results in grants issued from the Foundation's General Fund. 5) Tavern Day Group; Not Investment-Related; 781 George Washington Turnpike, Burlington, CT 06013; Board Member; January 2024; 10 hours per month; 2-3 hours during trading hours; Community Relations, marketing, and sponsorship solicitation.
CRS (Client Relationship Summary) - RIA
Click below to view John Edward Seagrave JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
March 8, 2017 - Present
BARRON FINANCIAL GROUP, LLP
Office #1: 103 Albert Street, Torrington, CT 06790RIA
CRD#: 140504
Torrington, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BARRON FINANCIAL GROUP, LLP
BARRON FINANCIAL GROUP LLP | BARRON FINANCIAL GROUP, LLP
CRD#: 140504 / SEC#: 801-123451
RIA
Registered Investment Advisory firm - (3/15/2022 Approved)Connecticut
Registered Investment Advisory firm - (3/28/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Connecticut(3/8/2017)
Current Firm
BF
BARRON FINANCIAL GROUP, LLP
BARRON FINANCIAL GROUP LLP | BARRON FINANCIAL GROUP, LLP
CRD#: 140504 / SEC#: 801-123451
RIA
Registered Investment Advisory firm - (3/15/2022 Approved)Connecticut
Registered Investment Advisory firm - (3/28/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
103 Albert Street, Torrington, CT 06790
Mailing Address
Phone number
(860) 489-0432
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 480 |
| AUM (Assets Under Management) | $ 168,766,517 |
Red Flags
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