Adam S. Van Wert

J.F. WILLIAMS CO.

Denver, CO 80203

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CRD#: 6766125

Professional summary

Adam Scott Van Wert, CFP® is a registered financial advisor currently at J.F. WILLIAMS CO., INC. located in Denver, Colorado.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Adam has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

What are your service offerings?

Adam joined J.F. Williams Co.,...

Adam has a bachelor’s degree i...

Outside the office, Adam enjoy...

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Scott Van Wert's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

March 21, 2019 - Present

J.F. WILLIAMS CO., INC.

Office #1: 1120 Lincoln Street Suite 1603, Denver, CO 80203

RIA

CRD#: 113569

Denver, CO

Past

September 12, 2018 - March 20, 2019

IWP WEALTH MANAGEMENT LLC

RIA

CRD#: 136314

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

J.F. WILLIAMS CO., INC.

CRD#: 113569 / SEC#: 801-96243

RIA

Registered Investment Advisory firm - (5/11/2015 Approved)

Colorado

Registered Investment Advisory firm - (6/5/2015 Terminated)

Louisiana

Registered Investment Advisory firm - (12/31/2006 Terminated)

Texas

Registered Investment Advisory firm - (5/26/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(3/21/2019)

IAR

Texas
(3/21/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/29/2018

Uniform Investment Adviser Law Examination

Current Firm

J.F. WILLIAMS CO., INC.

CRD#: 113569 / SEC#: 801-96243

RIA

Registered Investment Advisory firm - (5/11/2015 Approved)

Colorado

Registered Investment Advisory firm - (6/5/2015 Terminated)

Louisiana

Registered Investment Advisory firm - (12/31/2006 Terminated)

Texas

Registered Investment Advisory firm - (5/26/2015 Terminated)

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Contact information

Main Address

1120 Lincoln Street Suite 1603, Denver, CO 80203

Mailing Address

Phone number

(303) 753-4506

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JF WILLIAMS CO FIRM BROCHURE (7/17/2025)

Regulatory assets under management

Total Number of Accounts	489
AUM (Assets Under Management)	$ 251,546,094

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Adam S. Van Wert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Scott Van Wert's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.F. WILLIAMS CO., INC.

IWP WEALTH MANAGEMENT LLC

Primary Firm SEC Registration

J.F. WILLIAMS CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/29/2018

Current Firm

J.F. WILLIAMS CO., INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

J.F. WILLIAMS CO., INC.

TRUST BUT VERIFY

Contact information

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