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MH

Michael Hunter

WEALTHFORGE SECURITIES
Orange, CA 92866
Some features on this profile are disabled
CRD#: 6765821
MH

Professional summary


Michael Hunter, who also goes by Michael Robert Hunter, is a registered financial professional currently at WEALTHFORGE SECURITIES, LLC located in Orange, California.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2022. Michael has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Michael Robert Hunter

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Michael Hunter's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 8, 2022 - Present

WEALTHFORGE SECURITIES, LLC

Office #1: 738 E. Chapman Avenue Suite, Orange, CA 92866
BD
CRD#: 152550
Orange, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(4/16/2024)
RR
California
(8/29/2022)
RR
Colorado
(9/9/2022)
RR
Georgia
(9/15/2022)
RR
Idaho
(10/25/2024)
RR
Illinois
(10/2/2023)
RR
Iowa
(5/3/2024)
RR
Kansas
(8/13/2024)
RR
Maryland
(5/5/2023)
RR
Michigan
(9/12/2024)
RR
Minnesota
(4/18/2025)
RR
Nevada
(4/30/2025)
RR
New Jersey
(7/21/2023)
RR
New Mexico
(3/4/2025)
RR
New York
(9/2/2022)
RR
North Carolina
(7/28/2023)
RR
Oregon
(12/1/2022)
RR
South Carolina
(8/13/2025)
RR
Utah
(4/17/2024)
RR
Virginia
(8/29/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 8/23/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/8/2022
General Securities Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


WS
WEALTHFORGE SECURITIES, LLC
WEALTHFORGE | WEALTHFORGE, LLC | WEALTHFORGE SECURITIES, LLC

CRD#: 152550 / SEC#: , 8-68464

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information


Main Address
3015 W Moore St Suite 102, Richmond, VA 23230
Mailing Address
3015 W Moore St Suite 102, Richmond, VA 23230
Phone number
(804) 308-0431
Established
Virginia since 07/28/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
WEALTHFORGE HOLDINGS, INC.PARENT
ARLES, DONNA DIPIETROCFO, PFO, POO6489389
RAPER, JAMES LEROY JRCCO, COO5721253
ROBBINS, GEORGE WILLIAM IVCEO2440106

Disclosures


Regulatory Event3
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WEALTHFORGE SECURITIES, LLC

CRD#: 152550Orange, CA 92866

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