Ryan F. Mullen

ALTRUIST FINANCIAL LLC

San Clemente, CA

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CRD#: 6765611

Professional summary

Ryan Francis Mullen, who also goes by Ryan F Mullen, Ryan Francis Mullen, Ryan Mullen, is a registered financial professional currently at ALTRUIST FINANCIAL LLC located in San Clemente, California.

Ryan is registered as a RR (Registered Representative) and started their career in finance in 2017. Ryan has worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Ryan F Mullen | Ryan Francis Mullen | Ryan Mullen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ryan Francis Mullen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 10, 2025 - Present

ALTRUIST FINANCIAL LLC

CRD#: 299274

San Clemente, CA

Past

February 21, 2025 - July 3, 2025

J.P. MORGAN SECURITIES LLC

CRD#: 79

CORTE MADERA, CA

Past

March 25, 2022 - May 24, 2022

NORTHERN LIGHTS DISTRIBUTORS, LLC

CRD#: 126159

ELKHORN, NE

Past

August 11, 2020 - March 18, 2022

CEROS FINANCIAL SERVICES, INC.

CRD#: 37869

San Francisco, CA

Past

August 5, 2020 - May 23, 2022

MAIN MANAGEMENT, LLC

RIA

CRD#: 120361

SAN FRANCISCO, CA

Past

August 8, 2017 - September 6, 2019

CEROS FINANCIAL SERVICES, INC.

CRD#: 37869

San Francisco, CA

Past

April 17, 2017 - September 5, 2019

MAIN MANAGEMENT, LLC

RIA

CRD#: 120361

SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/11/2025)

Exams

State Security Law Exam

Series 63

Date: 3/3/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/17/2017

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/8/2017

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ALTRUIST FINANCIAL LLC

ALTRUIST | ALTRUIST FINANCIAL LLC | ALTRUIST CLEARING

CRD#: 299274 / SEC#: , 8-70244

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

3030 S La Cienega Blvd, Culver City, CA 90232

Mailing Address

3030 S La Cienega Blvd, Culver City, CA 90232

Phone number

(888) 510-4660

Established

Delaware since 10/08/2018

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ALTRUIST CORP	MEMBER
BAHADORI, MAZI [NMN]	CEO AND CCO	5749453
GERINGER, JASON	FINOP	5781274
JUNKER, DAVID J	SENIOR DIRECTOR OF CLEARING OPERATIONS (POO)	6073985
MENNOW, ROBERT ALLISON	HEAD OF ADVISOR OPERATIONS	3070390
WARNER, WESLEY DEE	SENIOR DIRECTOR OF ADVISOR OPERATIONS	5584384

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ryan F. Mullen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ryan Francis Mullen's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN SECURITIES LLC

NORTHERN LIGHTS DISTRIBUTORS, LLC

CEROS FINANCIAL SERVICES, INC.

MAIN MANAGEMENT, LLC

CEROS FINANCIAL SERVICES, INC.

MAIN MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/3/2025

Series 65

Date: 4/17/2017

SIE

Date: 10/1/2018

Series 7

Date: 8/8/2017

FINRA

Current Firm

ALTRUIST FINANCIAL LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ALTRUIST FINANCIAL LLC

TRUST BUT VERIFY

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