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JR

Jared R. Reed

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CRD#: 6765561
JR

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jared Richard Reed, who also goes by Jared Reed, was a registered financial professional .

Jared is a previously registered financial professional and started their career in finance in 2017. Jared had worked at 2 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jared Reed

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

June 30, 2022 - May 16, 2024

E. E. POWELL & COMPANY INC.

RIA
CRD#: 3063
SEVEN FIELDS, PA
Past

September 18, 2020 - May 16, 2024

E. E. POWELL & COMPANY INC.

BD
CRD#: 3063
SEVEN FIELDS, PA
Past

August 8, 2017 - September 10, 2020

NYLIFE SECURITIES LLC

BD
CRD#: 5167
PITTSBURGH, PA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 2/16/2021
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/17/2020
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


E. E. POWELL & COMPANY INC.
E. E. POWELL & COMPANY INC.
E. E. POWELL & COMPANY INC. | ELMER E. POWELL & COMPANY

CRD#: 3063 / SEC#: , 8-8193

Pennsylvania
Registered Investment Advisory firm - SEC (6/30/2022 Approved)
Texas
Registered Investment Advisory firm - SEC (9/15/2022 Conditional Restricted)
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information


Main Address
200 Northpointe Circle Suite 304, Seven Fields, PA 16046
Mailing Address
200 Northpointe Circle Suite 304, Seven Fields, PA 16046
Phone number
(724) 776-7600
Established
Pennsylvania since 01/01/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
7

FINRA licenses (21 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
MOFFATT, LEE DAVIDPRESIDENT / CCO2267891
WHALEN, RICHARD EDWARDEXECUTIVE DIRECTOR807493
WHALEN, ANDREW JAMESSECRETARY6400127
NIESSLEIN, JOSEPH MFINOP/PFO/POO3057789

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


E. E. POWELL & COMPANY INC.

E. E. POWELL & COMPANY INC.

CRD#: 3063

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