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CO

Charles S. O'rourke

JAG CAPITAL MANAGEMENT
ST. LOUIS, MO 63131
Some features on this profile are disabled
CRD#: 6765411
CO

Professional summary

Charles Seno O'rourke, who also goes by Charles O'rourke, Charles Orourke, is a registered financial advisor currently at JAG CAPITAL MANAGEMENT LLC located in St. Louis, Missouri.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Charles has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 52 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Charles O'rourke | Charles Orourke

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Seno O'rourke's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 10, 2023 - Present

JAG CAPITAL MANAGEMENT LLC

Office #1: 1610 Des Peres Rd Ste 120, St. Louis, MO 63131
RIA
CRD#: 159227
ST. LOUIS, MO
Past

August 12, 2019 - July 6, 2023

MONETA GROUP INVESTMENT ADVISORS, LLC

RIA
CRD#: 104727
ST. LOUIS, MO
Past

May 25, 2017 - July 12, 2019

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JC
JAG CAPITAL MANAGEMENT LLC
JA GLYNN PRIVATE WEALTH | JAG CAPITAL MANAGEMENT LLC

CRD#: 159227 / SEC#: 801-72799

RIA
Registered Investment Advisory firm - (10/26/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Missouri
(7/10/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/12/2019
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/7/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 52
Date: 8/23/2017
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 5/25/2017
General Securities Representative Examination

Current Firm

JC
JAG CAPITAL MANAGEMENT LLC
JA GLYNN PRIVATE WEALTH | JAG CAPITAL MANAGEMENT LLC

CRD#: 159227 / SEC#: 801-72799

RIA
Registered Investment Advisory firm - (10/26/2011 Approved)
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Contact information

Main Address
1610 Des Peres Rd Ste 120, St. Louis, MO 63131
Mailing Address
Phone number
(314) 997-1277
Established
Firm type
Fiscal year end
# of Employees
20

SEC notice filing (37 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

JAG CAPITAL MANAGEMENT LLC FORM ADV 2A BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts1,530
AUM (Assets Under Management)$ 1,695,603,314

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JAG CAPITAL MANAGEMENT LLC

CRD#: 159227St. Louis, MO 63131

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