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CH

Che-wei (albert) Hsu

LIGHTHORSE ASSET MANAGEMENT
Tustin, CA 92780
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CRD#: 6765104
CH

Professional summary


Che-wei (albert) Hsu, CFA is a registered financial advisor currently at LIGHTHORSE ASSET MANAGEMENT, LLC located in Tustin, California and A7 MANAGEMENT located in Irvine, California.

Che-wei (albert) is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Che-wei (albert) has worked at 2 firms .

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Che-wei (albert) Hsu's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Experience


Current

November 14, 2017 - Present

LIGHTHORSE ASSET MANAGEMENT, LLC

Office #1: 1422 Edinger Ave Suite #200, Tustin, CA 92780
RIA
CRD#: 145815
Tustin, CA
Current

November 5, 2024 - Present

A7 MANAGEMENT

RIA
CRD#: 332576
IRVINE, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(11/14/2017)

Exams


Current Firm


LA
LIGHTHORSE ASSET MANAGEMENT, LLC
LIGHTHORSE ASSET MANAGEMENT, LLC

CRD#: 145815 / SEC#:

California
Registered Investment Advisory firm - (1/10/2008 Approved)
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Contact information


Main Address
32422 Harvest Dr, San Juan Capistrano, CA 92675
Mailing Address
Phone number
(714) 606-8415
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts1
AUM (Assets Under Management)$ 1,100,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LIGHTHORSE ASSET MANAGEMENT, LLC

CRD#: 145815Tustin, CA 92780

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