Ismael Rivera-jaime
Professional summary
Ismael Rivera-jaime Jr, who also goes by Ismael Rivera-jaime, Ismael Rivera-jaime Jr., is a registered financial professional currently at MUTUAL OF AMERICA SECURITIES LLC located in Houston, Texas.
Ismael is registered as a RR (Registered Representative) and started their career in finance in 2018. Ismael has worked at 6 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ismael Rivera-jaime Jr's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 8, 2026 - Present
MUTUAL OF AMERICA SECURITIES LLC
Office #1: 5353 W. Alabama Street Suite 602, Houston, TX 77056March 31, 2025 - July 8, 2026
STRATEGIC ADVISERS LLC
February 14, 2024 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
February 8, 2024 - July 8, 2026
FIDELITY BROKERAGE SERVICES LLC
August 3, 2020 - January 12, 2024
CHARLES SCHWAB & CO., INC.
October 25, 2019 - January 12, 2024
CHARLES SCHWAB & CO., INC.
May 31, 2018 - August 22, 2019
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/8/2026)
Exams
Series 7TO
Date: 3/13/2020
General Securities Representative ExaminationFINRA
Current Firm
MUTUAL OF AMERICA SECURITIES LLC
CRD#: 27878 / SEC#: , 8-43278
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL OF AMERICA HOLDING COMPANY LLC | MEMBER | |
| BAILEY, CHRISTOPHER DAVID | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4582524 |
| BRANT, DAVID ROBERT | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP), PRINCIPAL FINANCIAL OFFICER (PFO), PRINCIPAL OPERATIONS OFFICER (POO) | 2718478 |
| GREGORY, IVAN BRUCE | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 4984456 |
| JOHNSON, TROY SHERMAN | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 3052097 |
| MEDLIN, KYLE LAWRENCE | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5496979 |
| STEINGARTEN, BRIE ANNE ELIZABETH | GENERAL COUNSEL AND SECRETARY | 5373977 |
Red Flags
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