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NE

Nicholas J. Edwards

Some features on this profile are disabled
CRD#: 6764542
NE

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Nicholas Jackson Edwards, who also goes by Nicholas Edwards, Nick Edwards, Nicholas Jackson Edwards, was a registered financial professional .

Nicholas is a previously registered financial professional and started their career in finance in 2017. Nicholas had worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Nicholas Edwards | Nick Edwards | Nicholas Jackson Edwards

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 27, 2024 - January 21, 2025

TEXAS SECURITIES, INC.

BD
CRD#: 120148
CARROLLTON, TX
Past

October 17, 2023 - February 9, 2024

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
Colleyville, TX
Past

October 17, 2023 - February 9, 2024

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
DALLAS, TX
Past

February 16, 2023 - June 14, 2023

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
Dallas, TX
Past

February 16, 2023 - June 14, 2023

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
Dallas, TX
Past

May 6, 2021 - February 16, 2023

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Westlake, TX
Past

May 6, 2021 - February 16, 2023

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Westlake, TX
Past

October 17, 2018 - November 30, 2020

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
WESTLAKE, TX
Past

October 13, 2018 - November 30, 2020

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
WESTLAKE, TX
Past

March 7, 2018 - May 11, 2018

ASPEN CREEK WEALTH MANAGEMENT, LLC

RIA
CRD#: 160649
SOUTHLAKE, TX
Past

April 6, 2017 - February 16, 2018

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
WESTLAKE, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/11/2017
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/16/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/6/2017
General Securities Representative Examination

Current Firm

TS
TEXAS SECURITIES, INC.
TEXAS SECURITIES, INC.

CRD#: 120148 / SEC#: , 8-65276

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
4024 Nazarene Suite B, Carrollton, TX 75010
Mailing Address
4024 Nazarene Suite B, Carrollton, TX 75010
Phone number
(972) 492-0058
Established
Texas since 01/18/2002
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GRISHAM 2016 IRREVOCABLE TRUSTSHAREHOLDER
CHEATHAM ROBERTS, LAURIE PATRIECECHIEF COMPLIANCE OFFICER2492833
FLEMING, JOHN COLLINPRESIDENT / TRUSTEE OF THE GRISHAM 2016 IRREVOCABLE TRUST5119917
SMITH, RANDAL FRANKLINFINOP/CHIEF FINANCIAL OFFICER4870049

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TEXAS SECURITIES, INC.

CRD#: 120148

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