Russell R. Diehl
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Russell Reed Diehl was a registered financial professional .
Russell is a previously registered financial professional and started their career in finance in 1972. Russell had worked at 3 firms and has passed the Series 65, Series 1, Series 40 and F04 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 1982 - July 2, 1991
DIEHL & COMPANY
June 9, 1978 - July 1, 1983
PETERSON, DIEHL & COMPANY, INC.
April 19, 1972 - August 13, 1973
DUPONT GLORE FORGAN INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/8/1972
Registered Representative ExaminationSeries 40
Date: 5/30/1978
Registered Principal ExaminationF04
Date: 5/22/1978
Financial Principal ExaminationCurrent Firm
DIEHL & COMPANY
CRD#: 10549 / SEC#: , 8-27527
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
