Hosanna R. Morris Robertson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hosanna Ronna Morris Robertson, who also goes by Hosanna Ronna Morris, Hosanna Ronna Morris-perez, was a registered financial professional .
Hosanna is a previously registered financial professional and started their career in finance in 2017. Hosanna had worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2017 - March 6, 2018
VAULT WEALTH
March 20, 2017 - June 15, 2017
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
VAULT WEALTH
CRD#: 288541 / SEC#: 801-110614
Contact information
Regulatory assets under management
| Total Number of Accounts | 282 |
| AUM (Assets Under Management) | $ 61,418,202 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
