RC
Rexford K. Cattanach
ADVISOR SHARE WEALTH MANAGEMENT
Lake Elmo, MN
Some features on this profile are disabled
CRD#: 6763506
RC
Professional summary
Rexford Kent Cattanach is a registered financial advisor currently at ADVISOR SHARE WEALTH MANAGEMENT, LLC located in Lake Elmo, Minnesota.
Rexford is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Rexford has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) dba Keats Group, LLC; RexFord Cattanach, President; Single Member LLC; 8955 33rd Street N., Lake Elmo, MN 55042; Wealth management, financial planning, insurance sales. 2) Stillwater Rotary Club, Rotary International; Not Investment Related. ADDRESS: PO Box 81, Stillwater, MN 55082; NATURE OF BUSINESS: Non-Profit Community Service projects, minor fundraising; START DATE: 07/2004; DAY DUTIES: Dues-paying member, gifting, fundraising for project work, approx 10 HRS per month 3) Insurance Agent - 12/2010 to Present. Investment Related. Duties include offering insurance products and services to clients and prospects. 8955 33RD Street N., Lake Elmo, MN 55042. Annuity business: I am appointed and have written (in 2023 and 2024) annuity business through Universal Financial Consultants (an IMO), 1499 Gulf to Bay Blvd, Suite 100, Clearwater, FL 33755.
CRS (Client Relationship Summary) - RIA
Click below to view Rexford Kent Cattanach's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 7, 2024 - Present
ADVISOR SHARE WEALTH MANAGEMENT, LLC
RIA
CRD#: 307997
Lake Elmo, MN
Past
October 22, 2020 - April 2, 2024
SEQUENT PLANNING, LLC
RIA
CRD#: 160381
LAKE ELMO, MN
Past
March 7, 2017 - October 21, 2020
GRADIENT ADVISORS, LLC
RIA
CRD#: 152665
Lake Elmo, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AS
ADVISOR SHARE WEALTH MANAGEMENT, LLC
ADVISOR SHARE WEALTH MANAGEMENT | PEACE OF MIND PLANNING LLC | ADVISOR SHARE WEALTH MANAGEMENT, LLC
CRD#: 307997 / SEC#: 801-127122
RIA
Registered Investment Advisory firm - (1/3/2023 Approved)Michigan
Registered Investment Advisory firm - (1/19/2023 Terminated)Nevada
Registered Investment Advisory firm - (2/13/2023 Terminated)Oklahoma
Registered Investment Advisory firm - (5/22/2023 Cancelled)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(4/7/2024)
Current Firm
AS
ADVISOR SHARE WEALTH MANAGEMENT, LLC
ADVISOR SHARE WEALTH MANAGEMENT | PEACE OF MIND PLANNING LLC | ADVISOR SHARE WEALTH MANAGEMENT, LLC
CRD#: 307997 / SEC#: 801-127122
RIA
Registered Investment Advisory firm - (1/3/2023 Approved)Michigan
Registered Investment Advisory firm - (1/19/2023 Terminated)Nevada
Registered Investment Advisory firm - (2/13/2023 Terminated)Oklahoma
Registered Investment Advisory firm - (5/22/2023 Cancelled)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
13215 Se Mill Plain Blvd Suite C8-321, Vancouver, WA 98684
Mailing Address
Phone number
(866) 232-3251
Established
Firm type
Fiscal year end
# of Employees
38
SEC notice filing (30 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,429 |
| AUM (Assets Under Management) | $ 185,181,144 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
