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Samuel K. Aquino

RBC PRIVATE COUNSEL (USA)
GRIMSBY, ONTARIO, L3M 1R3
Some features on this profile are disabled
CRD#: 6763413
SA

Professional summary

Samuel Kenneth Aquino, who also goes by Ken Aquino, is a registered financial advisor currently at RBC PRIVATE COUNSEL (USA) INC. .

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Samuel has worked at 1 firm .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Ken Aquino

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Kenneth Aquino's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 13, 2017 - Present

RBC PRIVATE COUNSEL (USA) INC.

Office #1: 41 Main St W, Grimsby, Ontario, L3M 1R3
RIA
CRD#: 109648
GRIMSBY, ONTARIO,

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RP
RBC PRIVATE COUNSEL (USA) INC.
RBC PRIVATE COUNSEL (USA) INC. | RBC WEALTH MANAGEMENT

CRD#: 109648 / SEC#: 801-55491

RIA
Registered Investment Advisory firm - (5/11/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(4/13/2017)

Exams

Current Firm

RP
RBC PRIVATE COUNSEL (USA) INC.
RBC PRIVATE COUNSEL (USA) INC. | RBC WEALTH MANAGEMENT

CRD#: 109648 / SEC#: 801-55491

RIA
Registered Investment Advisory firm - (5/11/1998 Approved)
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Contact information

Main Address
155 Wellington Street West 17th Floor Rbc Centre, Toronto, On, M5V 3K7
Mailing Address
Phone number
(416) 955-7782
Established
Firm type
Fiscal year end
# of Employees
1,379

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

INDIVIDUALLY MANAGED ACCOUNTS (10/21/2025)
A+ PROGRAM, ACCESS MANAGER SELECTION PROGRAM & PRIVATE INVESTMENT MANAGEMENT PROGRAM (10/21/2025)
ADVISOR PROGRAM (1/24/2025)

Regulatory assets under management

Total Number of Accounts8,556
AUM (Assets Under Management)$ 6,827,149,933

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/25/2025
Cover Page
Report
10/28/2024
Cover Page
Report
09/28/2023
Cover Page
Report
01/27/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RBC PRIVATE COUNSEL (USA) INC.

CRD#: 109648Grimsby, Ontario, L3M 1R3

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