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AT

Andrew S. Tonino

GELBER SECURITIES
Chicago, IL 60654
Some features on this profile are disabled
CRD#: 6762915
AT

Professional summary

Andrew Shay Tonino, who also goes by Andrew Tonino, is a registered financial professional currently at GELBER SECURITIES, LLC located in Chicago, Illinois.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 2017. Andrew has worked at 2 firms and has passed the Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Andrew Tonino

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Shay Tonino's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 15, 2025 - Present

GELBER SECURITIES, LLC

Office #1: 350 N.orleans St S10000, Chicago, IL 60654
BD
CRD#: 18367
Chicago, IL
Past

December 18, 2017 - July 25, 2018

CURI CAPITAL, LLC

RIA
CRD#: 134249
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 12/16/2017
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/8/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/12/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

GS
GELBER SECURITIES, LLC
GELBER SECURITIES INC. | GELBER SECURITIES, LLC

CRD#: 18367 / SEC#: , 8-36696

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
350 N.orleans St S10000, Chicago, IL 60654
Mailing Address
350 North Orleans St S10000, Chicago, IL 60654
Phone number
(312) 408-4354
Established
Delaware since 12/31/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
GELBER GROUP, LLCDELAWARE LIMITED LIABILITY CORPORATION/MANAGING MEMBER
BLOOM, DAVIDCHIEF FINANCIAL OFFICER/ FINANCIAL AND OPERATIONS PRINCIPAL/PRINCIPAL FINANCIAL OFFICER6729656
COFFEY, PATRICK JOSEPHCHIEF OPERATING OFFICER/PRINCIPAL OPERATIONS OFFICER7262848
DUNSKY, LISA ANNCHIEF LEGAL OFFICER
GELBER, BRIAN ROGERCHIEF EXECUTIVE OFFICER839297
HAZE, DANIEL MCHIEF COMPLIANCE OFFICER7393008
LONTEEN, CHRISTIAN MATTHEWMANAGING DIRECTOR OF TRADING5793881
MAHLER, MATTHEW CARLPRESIDENT/PRINCIPAL OPTIONS OFFICER4987267

Disclosures

Regulatory Event9

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GELBER SECURITIES, LLC

CRD#: 18367Chicago, IL 60654

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