Randall A. Purdy
Professional summary
Randall Arthur Purdy, who also goes by Randall Purdy, Randy Purdy, is a registered financial professional currently at KRAKEN SECURITIES located in Fort Lauderdale, Florida and ELSEWARE FINANCIAL SERVICES LLC located in New York, New York.
Randall is registered as a RR (Registered Representative) and started their career in finance in 2019. Randall has worked at 5 firms and has passed the Series 63, Series 99TO, Series 3, Series 7TO, SIE and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Randall Arthur Purdy's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 24, 2025 - Present
KRAKEN SECURITIES
Office #1: 200 East Las Olas Blvd 14th Floor, Fort Lauderdale, FL 33301-2299July 3, 2026 - Present
ELSEWARE FINANCIAL SERVICES LLC
Office #1: 36 W. 44th Street Suite 700, New York, NY 10036August 4, 2022 - March 14, 2025
WEBULL FINANCIAL LLC
January 23, 2020 - January 26, 2022
ROBINHOOD SECURITIES, LLC
February 18, 2019 - May 5, 2022
ROBINHOOD FINANCIAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/24/2025)
Exams
Series 99TO
Date: 3/24/2025
Operations Professional ExaminationSeries 7TO
Date: 2/18/2019
General Securities Representative ExaminationFINRA
FINRA
Current Firm
ELSEWARE FINANCIAL SERVICES LLC
CRD#: 327555 / SEC#: , 8-71144
Contact information
FINRA licenses (2 States and Territories)
Red Flags
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Company Information
ELSEWARE FINANCIAL SERVICES LLC
CRD#: 327555Fort Lauderdale, FL 33301-2299TRUST BUT VERIFY
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