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RP

Randall A. Purdy

KRAKEN SECURITIES
FORT LAUDERDALE, FL 33301-2299
Some features on this profile are disabled
CRD#: 6762711
RP

Professional summary


Randall Arthur Purdy, who also goes by Randall Purdy, Randy Purdy, is a registered financial professional currently at KRAKEN SECURITIES located in Fort Lauderdale, Florida.

Randall is registered as a RR (Registered Representative) and started their career in finance in 2019. Randall has worked at 4 firms and has passed the Series 63, Series 99TO, Series 3, Series 7TO, SIE and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Randall Purdy | Randy Purdy

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Randall Arthur Purdy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 24, 2025 - Present

KRAKEN SECURITIES

Office #1: 200 East Las Olas Blvd 14th Floor, Fort Lauderdale, FL 33301-2299
BD
CRD#: 324343
FORT LAUDERDALE, FL
Past

August 4, 2022 - March 14, 2025

WEBULL FINANCIAL LLC

BD
CRD#: 289063
St. Petersburg, FL
Past

January 23, 2020 - January 26, 2022

ROBINHOOD SECURITIES, LLC

BD
CRD#: 287900
LAKE MARY, FL
Past

February 18, 2019 - May 5, 2022

ROBINHOOD FINANCIAL, LLC

BD
CRD#: 165998
Lake Mary, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(3/24/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 5/13/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 3/24/2025
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/18/2019
General Securities Representative Examination
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


KS
KRAKEN SECURITIES
KRAKEN SECURITIES | PAYWARD EQUITIES LLC | KRAKEN SECURITIES LLC

CRD#: 324343 / SEC#: , 8-71030

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
200 East Las Olas Blvd 14th Floor, Fort Lauderdale, FL 33301-2299
Mailing Address
200 East Las Olas Blvd 14th Floor, Fort Lauderdale, FL 33301-2299
Phone number
(888) 837-8818
Established
Delaware since 11/02/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
PAYWARD, INC.SOLE MEMBER
BASKETT, ERIN ELAINECFO/ FINOP4538604
BASKETT, ERIN ELAINECCO4538604
MURRAY, BRENDAN GERARDCOO3248970

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


KRAKEN SECURITIES

CRD#: 324343Fort Lauderdale, FL 33301-2299

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