Evan M. Dupree
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Evan Michael Dupree, who also goes by Evan Dupree, was a registered financial professional .
Evan is a previously registered financial professional and started their career in finance in 2017. Evan had worked at 4 firms and has passed the Series 63, Series 79TO, Series 82TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 2021 - April 29, 2022
GT SECURITIES, INC.
March 1, 2021 - May 11, 2021
STILLPOINT CAPITAL, LLC
November 20, 2019 - January 25, 2021
CITIGROUP GLOBAL MARKETS INC.
May 2, 2017 - September 25, 2019
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 4/5/2021
Investment Banking Registered Representative ExaminationSeries 82TO
Date: 3/1/2021
Limited Representative-Private Securities OfferingsCurrent Firm
GT SECURITIES, INC.
CRD#: 116012 / SEC#: , 8-53527
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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