Charles M. Erhart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Matthew Erhart was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 2017. Charles had worked at 6 firms and has passed the Series 63, Series 66, Series 82TO, Series 57TO, Series 79TO, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2025 - March 27, 2026
RETOKENS CAPITAL LLC
April 8, 2025 - December 6, 2025
GIGASTAR SECURITIES, LLC
June 28, 2023 - March 18, 2024
AHANA MARKETS LLC
June 16, 2023 - August 29, 2023
MOOMOO FINANCIAL INC.
October 3, 2022 - May 31, 2023
HUBBLE INVESTMENTS, LLC
April 3, 2017 - October 15, 2018
ALPS DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 3/4/2024
Limited Representative-Private Securities OfferingsSeries 57TO
Date: 3/2/2024
Securities Trader ExamSeries 79TO
Date: 12/19/2022
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 7/19/2022
General Securities Representative ExaminationCurrent Firm
RETOKENS CAPITAL LLC
CRD#: 333160 / SEC#: , 8-71290
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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