Nicolas A. Jimenez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicolas Alejandro Jimenez, who also goes by Nicolas Jimenez, was a registered financial professional .
Nicolas is a previously registered financial professional and started their career in finance in 2018. Nicolas had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 2021 - February 28, 2025
INSIGNEO ADVISORY SERVICES, LLC
April 24, 2021 - February 28, 2025
INSIGNEO SECURITIES, LLC
February 22, 2019 - April 22, 2021
WELLS FARGO CLEARING SERVICES, LLC
March 19, 2018 - April 22, 2021
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
INSIGNEO ADVISORY SERVICES, LLC
CRD#: 282589 / SEC#: 801-107256
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INSIGNEO ADVISORY SERVICES, LLC
CRD#: 282589 / SEC#: 801-107256
Contact information
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,142 |
| AUM (Assets Under Management) | $ 3,612,629,819 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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